Articles of Confederation
And Perpetual Union
Douglas V. Gnazzo
Jan 5, 2006
"We have it in
our power to begin the world over again.
A situation, similar to the present, hath not happened since
the days of Noah until now.
The birthday of a new world is at hand."
Abstract
The Articles of Confederation was
the first written document that set forth the structural form
of the government of The United States of America. The document
stated:
"To all to whom these
Presents shall come, we the undersigned Delegates of the
States affixed to our Names send greeting.
Articles of Confederation and Perpetual Union between the states
of New Hampshire,
Massachusetts-bay Rhode Island and Providence Plantations, Connecticut,
New York,
New Jersey, Pennsylvania, Delaware, Maryland, Virginia, North
Carolina, South
Carolina and Georgia." [1]
Note the wording of the second
paragraph: Articles of Confederation and Perpetual Union.
Those are powerful and meaningful words, as the word perpetual
signifies for all time.
The writers of the document
were clearly aware of the importance, as well as the ramifications,
of the ideals contained within; and the life they were to have:
specifically, until the end of time. The choice of words is fascinating
and curious.
Representatives from the original
thirteen States began writing the articles in 1776, shortly after
The
Declaration of Independence had been completed. The Second
Continental Congress adopted the articles on November 15, 1777.
John Dickinson was the head
of the committee that drafted the Articles. The first proposal
contained the framework for a strong central government, including
the power to levy taxes.
It must be remembered that
at the time the States were declaring independence from Great
Britain. One of the main reasons centered around the issue of
no taxation without equal representation.
The colonists were very leary
of any powerful central form of government similar to the Constitutional
Monarchy of Great Britain, whose tyrannical rule they were presently
revolting against.
Congress rejected Dickinson's
first plan, and stressed that only a loose Confederation of States
would be acceptable, with very limited and specific powers. It
was imperative that the thirteen States retain their independence
and sovereignty. The power to levy taxes was denied.
The development process took
almost sixteen months from start to finish, and The Articles
still had to be ratified by the States, which took another three
years - finally being accepted on March 2, 1781.
Prior to the ratification of
The Articles of Confederation there had been a great deal of
earlier groundwork done by the First Continental Congress.
The First Continental Congress
assembled in Philadelpia in 1744, with the goal in mind of putting
down on paper a list of all their grievances against the King
of England. This they did in what came to be known as The Declaration and Resolves
of the First Continental Congress.
The Treaty of Paris (1783)
ended the Revolutionary War with Britian. It was not until
1787 that the Constitution was written and ratified.
A discussion of the thirteen
Articles of Confederation will now be offered. Several goals
are in mind. First, we intend to provide a glimpse of the political
context, as well as the historical background of the formative
years of our government.
By studying the roots that
our government sprang forth from, as well as the gardeners that
watered and fed and tended it, we hope to gain a better
understanding of the development and creation of The Constitution
of The United States.
Our final goal is to see the
metamorphosis from the early stages to the constitutional stage,
and finally to today's modern form of government.
The First Article
The First Article simply states:
I. The Stile of this Confederacy
shall be "The United States of America." [2]
This is generally accepted
as the first "official" use of the words The United
States of America, although they had been used before, but not
in a document recognized by all thirteen of the States.
The word Confederacy denotes
that the thirteen States were acknowledging a coming together
to serve a specific purpose: to unite together in order to better
protect themselves from the several abuses of Great Britain and
King George.
We will simply note a point
here, and will discuss it further along: there is a major difference
between a Confederation and a Federation. The form of government
of the original thirteen States was a Confederation.
The Second Article
II. Each state retains its
sovereignty, freedom, and independence, and every power, jurisdiction,
and right, which is not by this Confederation expressly delegated
to the United States, in Congress assembled. [3]
The second article speaks to
the difference between a confederation and a federation. Note
That each state retains
its sovereignty, freedom, and independence.
These are very specific distinctions
concerning the most basic and important principles of a free
people. The individual states were joining together for a specific
purpose - to protect and secure their freedom and liberty from
the tyranny of the Crown.
To better afford to stand against
the Crown, they knew they must "circle the wagons"
(states) into a Confederation. But they also knew they wanted
to remain independent, free, and especially sovereign - from
the circle or union of the States (wagons).
Members of a Federation are
willing to acquiesce individual rights for the "greater
good" of the Federation. The members of a Confederation
do not hand over any of their individual rights - for or to,
the Confederation.
The same holds true for an
individual that agrees to live under the accepted rules of society:
he does not by such acceptance hand over his individual liberties
to society - he still retains his individual freedom and sovereignty
- his unalienable rights.
Because of their recent experience
with the tyranny of King George and Great Britain, the States
were deathly opposed to any form of a powerful central government.
This is why the States formed a loose Confederation of independent
and sovereign States with limited powers, instead of a federal
central government.
Article III
III. The said States hereby
severally enter into a firm league of friendship with each other,
for their common defense, the security of their liberties, and
their mutual and general welfare, binding themselves to assist
each other, against all force offered to, or attacks made upon
them, or any of them, on account of religion, sovereignty, trade,
or any other pretense whatever. [4]
Article three is basically
a statement of "the safety afforded by numbers" as
compared to going it alone. The States were entering into a league
of mutual accommodation to better defend themselves against all
those who offered force against them. In founding a New World
this is basic survival tactics.
Article Four
IV. The better to secure and
perpetuate mutual friendship and intercourse among the people
of the different States in this Union, the free inhabitants of
each of these States, paupers, vagabonds, and fugitives from
justice excepted, shall be entitled to all privileges and immunities
of free citizens in the several States; and the people of each
State shall free ingress and regress to and from any other State,
and shall enjoy therein all the privileges of trade and commerce,
subject to the same duties, impositions, and restrictions as
the inhabitants thereof respectively, provided that such restrictions
shall not extend so far as to prevent the removal of property
imported into any State, to any other State, of which the owner
is an inhabitant; provided also that no imposition, duties or
restriction shall be laid by any State, on the property of the
United States, or either of them.
If any person guilty of, or charged with, treason, felony, or
other high misdemeanor in any State, shall flee from justice,
and be found in any of the United States, he shall, upon demand
of the Governor or executive power of the State from which he
fled, be delivered up and removed to the State having jurisdiction
of his offense.
Full faith and credit shall be given in each of these States
to the records, acts, and judicial proceedings of the courts
and magistrates of every other State. [5]
Article four states the right
of free passage from one State to another for all except fugitives;
and that once in a State all persons have the rights, freedoms,
and privileges - the same as do all other peoples in the State.
It also explains the extradition of criminals from one State
to another.
Article Five
V. For the most convenient
management of the general interests of the United States, delegates
shall be annually appointed in such manner as the legislatures
of each State shall direct, to meet in Congress on the first
Monday in November, in every year, with a power reserved to each
State to recall its delegates, or any of them, at any time within
the year, and to send others in their stead for the remainder
of the year.
No State shall be represented
in Congress by less than two, nor more than seven members; and
no person shall be capable of being a delegate for more than
three years in any term of six years; nor shall any person, being
a delegate, be capable of holding any office under the United
States, for which he, or another for his benefit, receives any
salary, fees or emolument of any kind.
Each State shall maintain its own delegates in a meeting of the
States, and while they act as members of the committee of the
States.
In determining questions in
the United States in Congress assembled, each State shall have
one vote.
Freedom of speech and debate
in Congress shall not be impeached or questioned in any court
or place out of Congress, and the members of Congress shall be
protected in their persons from arrests or imprisonments, during
the time of their going to and from, and attendance on Congress,
except for treason, felony, or breach of the peace. [6]
Article five defines the actual
structure of the new government. For the management of the general
interests of the United States, delegates from each State were
to be appointed by the legislatures of each of the individual
States.
No State could be represented
in Congress by less than two, or by more than seven delegates.
Freedom of speech and other rights were given to members of Congress
during their attendance at Congress.
The most important and critical
point of the article, however, and perhaps of the entire Articles
of Confederation is the sentance:
"In determining questions
in the United States in Congress assembled, each State
shall have one vote." [7]
The impact and ramifications
of this sentance cannot be overstated, as it contains the seeds
of governmental and political controversy that still echo throughout
the halls of Congress.
Each State had ONE vote
in Congress assembled.
This a simple yet powerful
provision, as it makes all States equal in their place,
power, and authority, as a member of the United States in Congress
assembled.
Just as all men are born free
with unalienable rights, so too is each State a sovereign entity
- equal with all other States, as each man is with one another.
The power of freedom can be felt in the resonance of the words
of liberty that still sound in the hallowed chambers of truth.
Article Six
VI. No State, without the consent
of the United States in Congress assembled, shall send any embassy
to, or receive any embassy from, or enter into any conference,
agreement, alliance or treaty with any King, Prince or State;
nor shall any person holding any office of profit or trust under
the United States, or any of them, accept any present, emolument,
office or title of any kind whatever from any King, Prince or
foreign State; nor shall the United States in Congress assembled,
or any of them, grant any title of nobility.
No two or more States shall enter into any treaty, confederation
or alliance whatever between them, without the consent of the
United States in Congress assembled, specifying accurately the
purposes for which the same is to be entered into, and how long
it shall continue.
No State shall lay any imposts
or duties, which may interfere with any stipulations in treaties,
entered into by the United States in Congress assembled, with
any King, Prince or State, in pursuance of any treaties already
proposed by Congress, to the courts of France and Spain.
No vessel of war shall be kept
up in time of peace by any State, except such number only, as
shall be deemed necessary by the United States in Congress assembled,
for the defense of such State, or its trade; nor shall any body
of forces be kept up by any State in time of peace, except such
number only, as in the judgment of the United States in Congress
assembled, shall be deemed requisite to garrison the forts necessary
for the defense of such State; but every State shall always keep
up a well-regulated and disciplined militia, sufficiently armed
and accoutered, and shall provide and constantly have ready for
use, in public stores, a due number of filed pieces and tents,
and a proper quantity of arms, ammunition and camp equipage.
No State shall engage in any
war without the consent of the United States in Congress assembled,
unless such State be actually invaded by enemies, or shall have
received certain advice of a resolution being formed by some
nation of Indians to invade such State, and the danger is so
imminent as not to admit of a delay till the United States in
Congress assembled can be consulted; nor shall any State grant
commissions to any ships or vessels of war, nor letters of marque
or reprisal, except it be after a declaration of war by the United
States in Congress assembled, and then only against the Kingdom
or State and the subjects thereof, against which war has been
so declared, and under such regulations as shall be established
by the United States in Congress assembled, unless such State
be infested by pirates, in which case vessels of war may be fitted
out for that occasion, and kept so long as the danger shall continue,
or until the United States in Congress assembled shall determine
otherwise. [8]
There is a lot of verbiage
in article six, but it all basically boils down to limiting States
from declaring war, and entering into foreign affairs, without
the consent of the United States assembled in Congress.
We will offer a few observations,
but will not go into detail until a later date - in future papers
that are more germain to the exact issues involved.
Note the wording:
"nor shall any person
holding any office of profit or trust under the United States,
or any of them, accept any present, emolument, office or title
of any kind whatever from any King, Prince or foreign State;
nor shall the United States in Congress assembled, or any of
them, grant any title of nobility."
This will come into sharper
focus when we view the original thirteenth amendment to the Constitution,
and why it was replaced with a different version.
It will be interesting to see
if different renditions get caught up in the reckoning. For whatever
the reason, I don't think the planners have planned on it, but
I've been wrong before. That's why I'm still here.
Article 7
VII. When land forces are raised
by any State for the common defense, all officers of or under
the rank of colonel, shall be appointed by the legislature of
each State respectively, by whom such forces shall be raised,
or in such manner as such State shall direct, and all vacancies
shall be filled up by the State which first made the appointment. [9]
Article seven states that when
an army is raised by any State (for the common defense) that
all officers at or under the rank of colonel are to be chosen
by the State legislature.
Article 8
VIII. All charges of war, and
all other expenses that shall be incurred for the common defense
or general welfare, and allowed by the United States in Congress
assembled, shall be defrayed out of a common treasury, which
shall be supplied by the several States in proportion to the
value of all land within each State, granted or surveyed for
any person, as such land and the buildings and improvements thereon
shall be estimated according to such mode as the United States
in Congress assembled, shall from time to time direct and appoint.
The taxes for paying that proportion shall be laid and levied
by the authority and direction of the legislatures of the several
States within the time agreed upon by the United States in Congress
assembled. [10]
Article eight is very important,
as it defines that the expenses of the United States are to be
paid by the several states, in proportion to the value of the
land and buildings therein. Each State legislature is responsible
to levy and collect the taxes due to the United States assembled
in Congress.
Notice that Article eight does
not grant Congress the power to collect or demand
taxes from the States. "Taxes for paying that proportion
shall be laid and levied by the authority and direction of the
legislature of the several States".
Nowhere in the Articles is
Congress granted any power to lay or collect taxes. This will
be discussed in more detail when examining State's rights versus
Federal rights.
Article 9
We will not quote the entire
ninth article, as it is quite long. The reader can avail themselves
by using the link provided either above, or below in the footnotes.
Article nine contains a lot of very important detail, as it defines
many of the powers and rights delegated to Congress by the United
States assembled.
The following is a fairly comprehensive
synopsis of the powers and rights conferred.
The United States in Congress
assembled, shall have the sole and exclusive right and power
of:
- Determining on peace and war,
except in the cases mentioned in the sixth article
- Of sending and receiving ambassadors.
- Entering into treaties and
alliances.
- What captures on land or water
shall be legal.
- Of granting letters of marque
and reprisal in times of peace.
- Appointing courts for the
trial of piracies and felonies committed on the high seas.
- Be the last resort on appeal
in all disputes and differences now subsisting or that hereafter
may arise between two or more States.
- Fixing the standards of weights
and measures throughout the United States.
- Exclusive right and power
of regulating the alloy and value of coin struck by their own
authority, or by that of the respective States.
- Regulating the trade and managing
all affairs with the Indians.
- Establishing or regulating
post offices from one State to another.
- Making rules for the government
and regulation of the said land and naval forces, and directing
their operations.
- To ascertain the necessary
sums of money to be raised for the service of the United States.
- To appropriate and apply the
same for defraying the public expenses.
- To borrow money, or emit bills
on the credit of the United States.
- To build and equip a navy
-- to agree upon the number of land forces.
- The United States in Congress
assembled shall never (exercise any of the listed powers or rights)
unless nine States assent to the same
The most telling statement
is the last - that The United States in Congress assemble shall
never (exercise any of the listed powers and or rights) unless
nine States assent to the same.
There were thirteen original
States, so this meant that a majority of nine out of thirteen
States must agree on any and all acts that Congress had been
granted the authority to exercise - before such delegated rights
could be exercised.
This provision of Article nine
clearly expresses the Continental Congress's reluctance to
Delegate Unconstrained Powers
to a Central Government
as exemplified by the very
restrictive necessity of a mandatory nine of thirteen majority
vote. And recall that each state had one vote,
and one vote only.
Article 10
Article 10 designates a Committee
of the States to act in place of Congress, when Congress is not
assembled. The provision of a 9 of 13 majority is once again
stressed.
Article 11
The eleventh article allows
for the pre-approval of Canada to join the United States, as
well as setting rules for new states requiring a 9-vote majority.
Once again we see the importance of a majority decision prior
to any acts.
Article 12
XII. All bills of credit emitted,
monies borrowed, and debts contracted by, or under the authority
of Congress, before the assembling of the United States, in pursuance
of the present confederation, shall be deemed and considered
as a charge against the United States, for payment and satisfaction
whereof the said United States, and the public faith are hereby
solemnly pledged. [11]
This is a most fascinating,
as well as an extremely far-reaching article. It states that
all bills of credit, monies borrowed, and debts contracted by
or under the authority of Congress, prior to the assembling
of the United States - constitute a charge against the United
States.
Furthermore, not only the United
States, but also the public faith, is solemnly pledged
to pay satisfaction of said debts.
This is one of the first times
that the public debt is not only mentioned, but is also contractually
accepted by Congress as an obligation of not only the
United States, but the public as well.
The phrase public debt
is going to recur and recur and recur - throughout the history
of the United States, much as a recurring nightmare haunts its
host.
Some say that the elite international
financiers use the national debt as the ways and means to coerce
the people into using the delusional system of wealth transference;
comprised of central banking, paper fiat debt-money, legal tender
laws, and fractional reserve lending.
As has been previously shown
in Honest
Money, Part V: History of American Money and Banking, and
Whence
& Pence, Part 1: The Founding, the national debt
and our present monetary system of paper fiat debt-money go hand
in hand as does darkness and night.
Upon winning the Revolutionary
War the United States signed a Treaty with England called The
Paris Peace Treaty of 1783. Article Four of the Treaty states:
"It is agreed that creditors
on either side shall meet with no lawful impediment to the recovery
of the full value in sterling money of all bona fide debts heretofore
contracted." [12]
Obviously, something is up
with bona fide debts, national debts, and public debts. They
suddenly appear, as if lurking in the shadows, whenever any important
matters of State are discussed.
Since the first explorers set
foot upon the shores, the national debt has been slowly
consuming the rights our country was founded on - as if the ideals
of liberty and justice are but scraps of meat to feed the raging
beasts of greed and lust.
If one pays close attention
to history, the national debt stands out as the most important
issue that the elite powers are concerned with, as witnessed
by our most celebrated documents:
The most infamous documents
of our history are also steeped in the stench of the national
debt:
And, if one sifts through the
major international organizations, debt is found to be
the preferred topic of choice:
There is only one plausible
answer for all these coincedental documents, organizations, and
events:
Follow the Money to the
House of the Fallen Star
Article 13
XIII. Every State shall abide
by the determination of the United States in Congress assembled,
on all questions, which by this confederation are submitted to
them. And the Articles of this Confederation shall be inviolably
observed by every State, and the Union shall be perpetual; nor
shall any alteration at any time hereafter be made in any of
them; unless such alteration be agreed to in a Congress of the
United States, and be afterwards confirmed by the legislatures
of every State. [13]
Article thirteen states some
serious and far-reaching determinations.
- The articles are to be inviolably
observed by every State.
- The Union of the Thirteen
States is perpetual, meaning until the end of time.
- No alterations in the articles unless agreed to in
a Congress assembled.
- Any alterations must be confirmed by the legislatures
of every State.
The articles are to be inviolably
observed by every State. Inviolably denotes that the observations
of the articles are not to be violated - not to be subject to
irreverence - not to be demeaned in any way whatsoever. In other
words they are sacrosanct and indestructible.
The Union of the thirteen States
is to be perpetual. Perpetual refers to going on forever,
never-ending, permanent. The use of this word clearly shows that
the writers of the Articles of Confederation did not view the
articles as a quick fix or short-term form of government.
The words inviolably and perpetual
both interject a strong sense and tone of permanency into
the Articles of Confederation. The writers chose their words
carefully and would not have used such words if they did not
mean to express what the words clearly express.
Lastly, no changes are
to be made to the articles unless every State of Congress
assembled agrees and confirms such change. Once again the tone
and Spirit of the wording clearly indicates the importance of
consensus of agreement in all matters of government.
It was imperative to the thirteen
original States to make sure that no centralized form of Federal
government could overpower any one of the individual Sovereign
States. This is a theme and issue that permeates our political
history, with questions of rights, powers, and authority still
debated and unresolved to this very day.
Conclusion
The Articles of Confederation
created the first working form of government of The United States
of America. A single house of Congress was established, and each
state had one vote. As stated in the beginning of this article,
Congress was granted a number of limited powers and rights.
The Articles are frequently
criticized for limiting the power and authority of the central
government to such a degree as to render it almost powerless
to effectively govern. The greatest weakness is said to have
been the inability to levy taxes.
The government was unable
to pay off its debts
incurred not only for the functioning of the government, but
especially for the cost of war. The finance of war has been the
death-knell of many forms of government - both those with the
power to tax, and the power to create money out of nothing. This
is one of the most critical issues that any form of government
must face: the financing of guns versus butter.
Congress could not pass certain
legislation because they lacked the nine-state majority required
to establish laws. Often times the states ignored Congress, which
was powerless to enforce the states to obey its orders.
This is considered to be another
of the weaknesses of the Articles of Confederation - the lack
of force. Yet, strangely enough there existed enough force to
fight and win a revolutionary war against the most powerful nation
on Earth.
The idea of the power of State
to enforce is not the simple and clear-cut issue many would have
it seem. There exist deep moral and philosophical issues just
below the surface, such as:
- Why should the State have
to force free and sovereign individuals into action?
- If one is forced to obey,
is one truly free?
- If many disagree with the
enforcement, would not civil war result - as later it did?
Have these questions yet been
answered, or do they still resonate within the halls of Congress
- echoing throughout the foundation of our great nation - a haunting
reminder of the great work that remains undone - destiny waiting
to be fulfilled, by perpetual union.
"It is a sufficient
excitement to human endeavor that such a government would flourish
for many ages; without pretending to bestow, on any work of man,
that immortality, which the Almighty seems to have refused to
his own productions." [14]
Coming In The Next Few Weeks
- Open Letter To Congress
Seeking Redress For The Return To Honest Money
_____________
[1] The
Articles of Confederation
[2] Same as above
[3] Same
[4] Same
[5] Same
[6] Same
[7] Same
[8] Same
[9] Same
[10] Same
[11] Same
[12] Paris
Peace Treaty of 1783
[13] The
Articles of Confederation
[14] David Hume
- Hume's Works (Essays Moral, Political, and Literary, vol. 1,
part 11, essay XVI)
-Douglas V. Gnazzo
© 2004-2006
Douglas V. Gnazzo. All rights reserved.
Douglas V.
Gnazzo
is CEO of New England Renovation LLC, a historical restoration contractor
that specializes in restoring older buildings that are vintage historic
landmarks. He writes for numerous websites and his work appears
both here and abroad. Just recently he was honored by being
chosen as a Foundation Scholar for the Foundation for
the Advancement of Monetary Education (FAME).
Disclaimer: The contents of this
article represent the opinions of Douglas V. Gnazzo. Nothing contained
herein is intended as investment advice or recommendations for
specific investment decisions, and you should not rely on it as
such. Douglas V. Gnazzo is not a registered investment advisor.
Information and analysis above are derived from sources and using
methods believed to be reliable, but Douglas. V. Gnazzo cannot
accept responsibility for any trading losses you may incur as
a result of your reliance on this analysis and will not be held
liable for the consequence of reliance upon any opinion or statement
contained herein or any omission. Individuals should consult with
their broker and personal financial advisors before engaging in
any trading activities. Do your own due diligence regarding personal
investment decisions. This article may contain information that
is confidential and/or protected by law. The purpose of this article
is intended to be used as an educational discussion of the issues
involved. Douglas V. Gnazzo is not a lawyer or a legal scholar.
Information and analysis derived from the quoted sources are believed
to be reliable and are offered in good faith. Only a highly trained
and certified and registered legal professional should be regarded
as an authority on the issues involved; and all those seeking
such an authoritative opinion should do their own due diligence
and seek out the advice of a legal professional. Lastly Douglas
V. Gnazzo believes that The United States of America is the greatest
country on Earth, but that it can yet become greater. This article
is written to help facilitate that greater becoming. God Bless
America.
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